Mili and Global Relay Partner to Keep AI-Generated Advisor Records Compliant

Mili has partnered with Global Relay, the recordkeeping platform used by some of the most heavily regulated firms in finance. With this integration, every record Mili creates for your firm flows automatically into your Global Relay archive. No manual uploads, and no extra steps for advisors or compliance teams.

The compliance gap this closes

AI use among advisors is now widespread. The 2026 T3/Inside Information Software Survey found that 43% of advisors use AI meeting solutions, and over half use generative AI tools in some form.

Firms have recordkeeping obligations under SEC Rule 17a-4 and FINRA Rule 4511, and those obligations cover AI-generated content too. Enforcement here is active: SEC sweeps on off-channel communications have resulted in more than $2 billion in penalties across 100+ firms since 2021.

That leaves compliance teams with a fair question about every AI tool: where does the content it creates actually go? This integration gives that question a clear answer.

How it works

Through Global Relay's Open Connector API, every record Mili creates is automatically captured and stored in your firm's archive, with a full audit trail. AI-generated meeting records get the same compliance oversight as email, messaging, and voice communications.

Your compliance team keeps working in the archive they already know. Your advisors keep working the way they always have.

From both teams

"Compliance is where AI adoption gets decided in wealth management," said Chirag Gandhi, Co-Founder and CEO of Mili. "Advisors don't think about compliance in the middle of a client meeting, and they shouldn't have to. Partnering with Global Relay means that everything advisors create with AI lands in the firm's record, every time."

"Wealth management is one of the most heavily supervised industries we serve, and the volume of AI-generated meeting records our clients need to capture is growing at speed," said Anthony Crespy, Senior Vice President of Business Development at Global Relay. "Our partnership with Mili means firms can capture that content in full, inside the same archive their compliance teams already rely on, starting from the very first meeting."

Built on the same approach

This fits how Mili is built: no recordings and no bots by default, SOC 2 certified, serving RIAs and broker-dealers managing over $250 billion in client assets. Global Relay brings 25+ years of recordkeeping expertise across the financial sector.

Available now

The integration is live today for firms using both Mili and Global Relay. If your compliance team wants a walkthrough, reach out and we'll set one up.

Read the full announcement- https://www.morningstar.com/news/pr-newswire/20260730io15940/mili-and-global-relay-partner-to-keep-ai-generated-advisor-records-compliant

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